During the Fall 1997 annual meeting of the Food Aid Management Title II Cooperating Sponsor Organizations at Coolfont, W.V., FAM member representatives identified themes/capacities that further the objectives of the Institutional Strengthening Assistance funds. The dialogue focused on those themes that would be enhanced by collaboration among the Title II CS Organizations. The three themes include: Monetization, Monitoring and Evaluation, and Local Capacity Building and working groups were formed for each of these themes. These working groups will continue to meet over the life of the next ISA grant.
Local Capacity Building is distinguished from Monitoring and Evaluation and Monetization capacities in that Local Capacity Building is a newly identified theme that would benefit from collaboration. This area has not been worked on jointly among the Title II PVOs. General development philosophy has moved in the direction of promoting local capacity building in its many forms, and it is important that Title II programs participate in this trend to identify best practices. Developing indicators in the arena of local capacity building provides an opportunity to assess the multi-faceted aspects of food security in an integrated way. Defining and looking specifically at local capacities in agriculture, infrastructure, and health/nutrition, and how they are interrelated, can provide key insights and be a powerful tool in planning long term food security actions at indvidual, organizational and institutional levels.
Working Group Purpose Statement
As PVOs we are committed to building capacity with local entities, using principles of partnership and collaboration, to enhance services and initiatives that promote food security and other development objectives in a sustainable way.
The working group conducted an informal survey of Title II PVOs to discover how each organization defines capacity building and how Title II resources are currently being used to increase local capacity. From the seven responding organizations it was clear that a myriad of approaches are being tested with a variety of local entities (NGOs, municipal governments, country offices, etc.) The working group is convinced that additional effort is required to consolidate this information, develop a way to articulate and disseminate best practices and thereby enhance the overall capacity of the food aid community. Also identified were the need for results indicators and the need for a systematized manner for monitoring local capacity building initiatives. FAM will assist in the coordination of the Working Group’s activities in conjunction with the WG Chair and secretary. The Food Security Resource Center at FAM will play an important role in providing resource materials to working group staff in support of their initiatives and also ensuring that the FSRC acquires relevant new materials on local capacity building.
Identified Areas for Collaboration
A. Development of a PVO Position on Local Capacity Building
Given the emergence of local capacity building as a new
theme for collaboration among Title II Cooperating Sponsor Organizations,
the working group identified the development of a PVO Position statement
on Local Capacity Building as a first essential step. The statement would
provide the basis for disseminating information/best practices and create
a framework for measuring results. Supported by Institutional Strengthening
Assistance funds, the PVOs would undertake a collaborative process to achieve
this objective including the following activities:
In the first years of the grant, in concert with developing a PVO position, best practices in local capacity building will be collected with the purpose of sharing this information among the PVOs. The target audience for the first workshop would be headquarters and country director staff where the Position Paper will be articulated as well. As an outcome of this workshop the PVOs would identify and jointly create training initiatives around the principles of partnership towards an improved food security outcome. The trainings would be developed and improved so that in the following years the material would be presented in the field on a regional basis.
As a possible addition to regional workshops, an assessment will be made of the feasibility of developing a formal relationship with a university(ies) to develop a distance learning program with an accreditation/certification process for those participating in the series of trainings. The trainings would build on the development of the PVO Position and may include as potential themes:
C. Identification and Collaboration in the Regions: Dissemination of Best Practices
From an informal survey conducted of Title II PVOs it was shown that the individual PVOs are targeting different and diverse levels, or points of intervention, in their efforts to build local capacity. The collaborative activity will be important as the group discerns which strategies have the most impact. Specific efforts will be made to better understand the impact of targeted activities whether at the institutional, organizational or individual level.
Many government entities (ministries, municipalities), non-governmental organizations (NGOs), community based organizations (CBOs, communities) and other targeted local entities are currently collaborating in partnerships with Title II PVOs. In order to focus local capacity building efforts, Title II PVOs will target these groups, as appropriate, as the constituency for disseminating information and attending trainings. The purpose is to ultimately create a representative presence in a regional setting of diverse local organizations emphasizing best practices to address food security.
A key element in the development of this work is creating regional linkages and networks in the south focused on food security, as well as developing relationships with national and regional representatives who have authority in the policy realm. These activities go hand in hand with the recommendations coming from the World Food Summit declarations. As a vehicle of collaboration and to disseminate the best practices information, it is envisioned that a series of meetings would be held at the regional level and national levels in the outer years of the grant. This networking, both nationally and regionally, leads to continued building of local capacity and constituencies that are motivated to support food security action. The meetings will address long-term Food Security, focusing on viable, sustainable practices.
D. Development of Monitoring and Evaluation Indicators and Capacity to Measure the Impact
In collaboration with the Monitoring and Evaluation initiative of the Food Aid Management Title II Cooperating Sponsors, the working group on Local Capacity Building would identify, test and further develop specific indicators for measuring the results of Local Capacity Building efforts as they relate to long-term food security impact. Many PVOs have developed strategies to work for time-limited periods in targeted countries with the purpose of developing local capacity to undertake food security initiatives for the long term. New methods of evaluation will need to be designed to assess what capacities are essential to develop and what sustainable impact is created as local entities take responsibility for their future.
Resources/Budget
The working group will request support for the above initiatives from the Institutional Strengthening Assistance funds. Food Aid Management will include a request in their proposal to cover consulting costs for specific research and workshop activities. The FAM request will also include travel to support their participation with the working group and support for general coordination to provide for the dissemination of information to the members.
Funding requests, as agreed among the PVOs, will focus on assuring that representatives from each organization are supported to participate. The funding requests will be incorporated into each organization’s ISA proposal and will primarily include travel and staff time (i.e. .1 FTE in personnel).
Specifically, FAM will secure consulting services to:
Year One: Complete research on initiatives focused on local capacity building and complete the survey work of the Title II PVOs in support of the Local Capacity Building and support Working Group to develop a policy/position statement.
$4,000 materials/travel/meeting support/phone
Year Two: Coordinate a workshop to articulate the PVO Position and share best practices related to local capacity building that specifically address food security.
Assess possibility for creating a relationship with a university for distance learning. $15,000/consultancy (@$200.00 per day - 75 days or 6.25 days per month)
$6,000 travel/materials/meeting (@$2,000) costs/phone
For the out years of the proposal, funding similar to year two would be included to develop training materials, dissemination of information to the regions, and hosting working group meetings. Identification of alternative funding sources for Local Capacity Building activities will be explored.
Members of the LCBWG will incorporate the cost of participating in this initiative by including in their ISA proposals for each grant year:
A percentage of one position (.1 FTE, for example)
Travel to participate in one meeting (DC venue)
Telephone for 5-6 conference calls annually (one hour duration)
In the later years of the grant, each PVO would incorporate into their budgets sufficient funds for travel and meeting attendance costs, anticipating an estimated number of headquarters persons that would attend the regional meetings.
Currently there are no recognized and accepted indicators for measuring the impact of Local Capacity Building. In addition to the identification/development of specific LCB indicators, a process of evaluation will be defined to capture the success of the activity for the PVOs in the LCBWG.
Outputs include:
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| Year
1
August 1998- August 1999
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Define Local Capacity Building
as it relates to food security in order to have a basis to communicate
about LCB.
a. Complete the survey, assess whether to expand the instrument. b. Complete research on initiatives focused on LCB. Determine what useful tools and materials exist, disseminate to working group. c. Host conference calls, one per quarter, with working group to assess status, update and add information. Collect best practices for dissemination to the regions and to identify themes for potential trainings. a. Present collected materials in a summarized fashion to the working group to support the creation of the PVO position and assist communication to the field. Dissemination of information/training: a. Build upon what many Cooperating Sponsors have already in place with local partners. b. Begin to identify networks in the south or strengthen existing activities toward the development of regional sessions with local partners. Building on the definition of LCB, create a framework for defining monitoring and evaluation indicators to demonstrate impact of LCB initiatives. a. Collaborate with the M&E working group to define next steps toward the development of indicators. b. Determine a process for monitoring the activities of the LCB working group.
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$15,000 consultant
75 days
Phone
Materials |
Working group time
(.1 FTE)
Phone
Working group review
Working group communicating to field Subcommittee working group |
| Year
2
August 1999 -August 2000
|
Define Local Capacity Building
as it relates to food security:
b. Coordinate two-day workshop to develop the PVO Position and present the best practices (see below). b. Create a "TII Best practices manual for the PVO community". c. Identify themes for potential workshops/trainings/presentation in the regions. Dissemination of information/training: a. Continue development of specific M&E indicators for local capacity building |
$15,000 consultant
75 days Phone
Workshop/DC venue
Materials
Consultant |
Working group time
(.1 FTE) Phone Travel
Working group time
Working group communicating to the field
Subcommittee working group |
| Year
3
August 2000 - August 2001 |
Define Local Capacity Building
as it relates to food security:
b. Publicize PVO Position b. Finalize themes for potential trainings/regional workshops. a. Present draft M&E Indicators at FAM annual meeting |
Assess need for consultant
Phone Materials
Travel |
Working group time
(.1 FTE) Phone
Working group time to assess
Travel Working group communicating to the field Subcommittee working group |
| Year 4
August 2001 – August 2002 |
Define Local Capacity Building
as it relates to food security:
b. Review and Publicize PVO Position b. Develop themes for potential trainings/regional workshops.
a. Continue dialogue with the field related to creating
regional networks/training/workshops.
Framework for defining monitoring and evaluation indicators: a. Finalize M&E indicators |
Assess need for consultant
Include phone, travel, materials comparable to previous years
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Working group time
(.1 FTE) Phone Working group time Travel
Subcommittee working group |
| Year
5
August 2002 – August 2003 |
Define Local Capacity Building
as it relates to food security:
b. Publicize PVO Position b. Finalize trainings/regional workshops. a. Conduct regional regional networks/training/workshops.
Framework for defining monitoring and evaluation indicators: b. Conduct evaluation of Local Capacity Building initiative |
Assess need for consultants (use
local partners)
Include phone, travel, materials costs |
Working group time
(.1 FTE) Phone
Working group time Travel
Subcommittee working group |
The Plan of Action for the (1) Distance learning component and the regional trainings (whether meetings or specific themes) will be developed over the course of the first 2 years of the grant. In the proposal, language will be included about commitment to raise external funds for these activities.